A New York judge ruled April 3 to continue his order to freeze the assets of Peter Madoff, who appeared in court for the first ...
In a bipartisan letter timed to next week’s Commission meeting addressing short selling, six senators are urging SEC Chairman Mary Schapiro to oversee the reinstatement ...
The Financial Accounting Standards Board responded to calls in Congress and on Wall Street to relax its mark-to-market rules. This week FASB, meeting in Philadelphia, ...
Bank of Ireland Asset Management (U.S.) Ltd.: No-Action letter dated April 2, 2009 Investment Company Act of 1940 — Section 2(a)(4) and 15(a) Bank of ...
Massachusetts authorities have charged Fairfield Greenwich Advisors and Fairfield Greenwich (Bermuda) with securities fraud for failing to perform due diligence and shirking their fiduciary duty ...
Complaint filed in Massachusetts authorities against Fairfield Greenwich related to the Bernard L. Madoff Investment Securities case.
Exhibit in Massachusetts state case against Fairfield Greenwich that details telephone conversation with Bernard Madoff.
Senator Christopher Dodd (D-Conn.) and Rep. Barney Frank (D-Mass.) – two congressional leaders over financial services legislation – have written President Obama pledging their “commitment ...
This is a final rule released by the SEC in 2009, entitled Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies. ...
There are some technical and formatting errors with the filing of Form SH via EDGAR, the SEC reports.These errors may affect firms that file Form ...