Start gathering your documents as soon as you receive the letter – the SEC’s notice that its examiners are coming and the list of materials ...
Mayer Brown LLP: Interpretative Letter Dated July 15, 2008 Investment Advisers Act of 1940 — Rule 206(4)-3 Mayer Brown LLP — Interpretative Letter July 15, ...
The Townsend Group, Inc.: No-Action letter dated July 9, 2008 Investment Company Act of 1940 — Section 3(c)(1) and 3(c)(7) The Townsend Group, Inc. July ...