This is 2006 Commission guidance around soft dollars, best execution and brokerage relationships.
Alternative Investment Partners Absolute Return Fund STS: No-Action letter dated July 10, 2006 Investment Company Act of 1940 – Section 7(d) and 12(d)(1)(E) AIP Absolute ...
Gardner Russo & Gardner: No-Action letter dated June 7, 2006 Investment Advisers Act of 1940 – Section 206(3) Gardner Russo & Gardner June 7, 2006 ...
SCP Private Equity Partners II, L.P.: No-Action letter dated June 6, 2006 Investment Company Act of 1940 – Section 2(a)(51)(A)(iii) SCP Private Equity Partners II, ...
Mutual of America Investment Corporation: No-Action letter dated June 2, 2006 Investment Company Act of 1940 – Section 17(a) and Rule 17a-8 Mutual of America ...