No-Action Letter under: Investment Company Act of 1940 – Section 7(d) and 12(d)(1)(e) Man-Glenwood Lexington TEI, LLC and Man-Glenwood Lexington TEI, LDC April 30, 2004 ...
Investment Company Act of 1940 – Sections 6(c), 11(a), 11(c), 12(d)(1)(j), and 17(b) Fixed Income Securities, L.P. April 29, 2004 RESPONSE OF THE OFFICE OF ...
Securities and Exchange Commission 17 CFR Part 232 [Release Nos. 33-8409; 34-49580; 35-27836; 39-2419; IC-26420] RIN 3235-AG96 Adoption of Updated EDGAR Filer Manual Agency: Securities ...
Webmaster’s Note: See also Rel. No. 33-8410A Securities and Exchange Commission 17 CFR Parts 232, 239, 249, 259, 269 and 274 [Release Nos. 33-8410, 34-49585, ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-49175; File No. S7-07-04RIN 3235-AJ15Competitive Developments in the Options MarketsAGENCY:Securities and Exchange Commission ("SEC" or "Commission").ACTION:Concept ...
Investment Company Act of 1940 – Section 15(a) Eaton Vance Special Investment Trust, et al March 30, 2004 Our Ref. No. 20041161621 Eaton Vance Special ...
Investment Company Act of 1940 – Section 15(a)Gartmore Mutual Funds March 19, 2004 Our Ref. No. 20039291130 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION ...