Securities and Exchange Commission 17 CFR Part 232 [Release Nos. 33-8409; 34-49580; 35-27836; 39-2419; IC-26420] RIN 3235-AG96 Adoption of Updated EDGAR Filer Manual Agency: Securities ...
Webmaster’s Note: See also Rel. No. 33-8410A Securities and Exchange Commission 17 CFR Parts 232, 239, 249, 259, 269 and 274 [Release Nos. 33-8410, 34-49585, ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-49175; File No. S7-07-04RIN 3235-AJ15Competitive Developments in the Options MarketsAGENCY:Securities and Exchange Commission ("SEC" or "Commission").ACTION:Concept ...
Investment Company Act of 1940 – Section 15(a) Eaton Vance Special Investment Trust, et al March 30, 2004 Our Ref. No. 20041161621 Eaton Vance Special ...
Investment Company Act of 1940 – Section 15(a)Gartmore Mutual Funds March 19, 2004 Our Ref. No. 20039291130 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION ...
Securities Exchange Act of 1934 – Rule 14a-8(i)(3) and 14a-9 Tri-Continental-Laukat March 15, 2004 Donald R. Crawshaw, Esquire Sullivan & Cromwell LLP 125 Broad Street ...
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Concept Release: Securities Transactions Settlement SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 240 [RELEASE NO. 33-8398; 34-49405; IC-26384; FILE NO. S7-13-04] RIN 3235-AJ19 AGENCY: Securities ...
Investment Advisers Act of 1940 – Rule 206(4)-1(b) Investment Counsel Association of America, Inc. Investment Counsel Association of America, Inc. March 1, 2004 Karen L. ...