No-Action Letter under: Investment Company Act – Rule 2a-7 Merrill Lynch Investment Managers May 10, 2002 Response of the Office Of Chief Counsel Division of ...
No-Action Letter under Investment Company Act – Section 17(d), Rule 17d-1 Mutual Fund Directors Forum May 9, 2002 Mutual Fund Directors RESPONSE OF THE OFFICE ...
FEDERAL RESERVE SYSTEM Docket No. R-1122SECURITIES AND EXCHANGE COMMISSIONRelease No. 34-45879; File No. S7-15-02RIN 3235-AI48 Interagency White Paper on Structural Change in the Settlement of ...
No-Action Letter under: Investment Company Act — Section 26(c) The American Enterprise Life Insurance Company April 30, 2002 RESPONSE OF THE OFFICE OF INSURANCE PRODUCTS ...
No-Action Letter under: Investment Company Act – Section 2(a)(19)(A)(iv) Ballard Spahr Andrews & Ingersoll, LLP April 3, 2002 Response of the Office of Chief Counsel ...
Final Rule:Approved Information Collections SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 200 RELEASE NOS. 33-8071; 34-45601 35-27505; 39-2396; IC-25471; and IA-2021 Approved Information Collections AGENCY: ...
Temporary Final Rule and Final Rule:Requirements for Arthur Andersen LLP Auditing Clients SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 210, 228, 229, 230, 240, 249 ...
No-Action Letter under:Securities Exchange Act of 1934 – Rule 14a-8(i)(3) MuniYield Insured Fund, Inc. March 11, 2002 Frank P. Bruno, Esq. Sidley Austin Brown & ...
No-Action Letter under:Investment Company Act – Sections 17(a) and 12(d)(3) Evergreen Investment Management Company, LLC February 13, 2002 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...
No-Action Letter under: Investment Company Act of 1940 – Rule 0-1(a)(6); 2a-19 Investment Company Institute February 12, 2002 Craig S. Tyle, Esq. General Counsel Investment ...