No-Action Letter under:Investment Company Act – Section 26(c) AIG Life Insurance Company – American International Life Assurance Company of New York November 6, 2001 RESPONSE ...
No-Action Letter under: Investment Company Act – Section 17(f), Rule 17f-4 Government Securities Clearing Corporation October 19, 2001 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...
No-Action Letter under:Securities Exchange Act – Sections 14a-8(b) and 14a-8(f) Templeton Vietnam and Southeast Asia Fund Bruce G. Leto, Esq. Stradley Ronon Stevens & Young, ...
No-Action Letter under: Investment Company Act – Section 15(a)(2) Lincoln National Convertible Securities Funds, Inc. September 28, 2001 Bruce G. Leto, Esq. Stradley Ronon Stevens ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-44845; File No. S7-14-01RIN 3235-AI23Request for Comment on the Effects of Decimal Trading in Subpennies; Extension ...
No-Action Letter under: Investment Company Act – Section 17(a) UAM Funds Inc. September 24, 2001 RESPONSE OF THE OFFICE OF INVESTMENT COMPANY REGULATION DIVISION OF ...
No-Action Letter under: Investment Company Act – Section 12(d)(3) Calvert Social Index Fund September 4, 2001 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF ...
Final Rule: Adoption of Updated EDGAR Filer Manual SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-7999; 34-44660; 35-27430; 39-2391; IC-25102] RIN 3235-AG96 ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 270 and 274 [Release No. IC-25058; File No. S7-21-99]RIN 3235-AH56 Treatment of Repurchase Agreements and Refunded Securities as ...
No-Action Letter under: Investment Company Act – Section 17(d) The Chase Manhattan Bank July 24, 2001 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF ...