The SEC’s new annual report to Congress about Form PF provides some insights into how the Commission uses private fund data, and how it attempts ...
In the last five years, 'the population of advisers has grown by over 2,300 and the assets managed by these entities has increased by approximately ...
‘Tis the season for Form ADV updates for most advisers, so it’s worth heeding a compliance lesson tied to faulty disclosures
The Q&A left Gensler with no doubt where the advisers stand on all those new SEC rules
RCW shares an example of an IA P&P
This P&P comes courtesy of Lisa Marsden, president of Coulter Strategic Services in Coral Springs, Fla.
Commission staff used Form PF data together with other information to identify hedge fund advisers whose reported data ― such as returns, exposures, liquidity ― ...
"AI also can also raise issues if the optimization function in the AI system is taking the interest of the platform into consideration as well ...
"I do not want to cut the other interesting discussions on today’s agenda short, but the Committee should set its schedule to allow robust public ...
Among the industries likely to be most affected by AI are financial services, and even compliance