"The Commission lacks statutory authority to outright ban making investments in SPACs or becoming a reporting company via a de-SPAC transaction. Instead, it has resorted ...
"We cannot sacrifice the mechanisms, incentives, and protections that have been developed for nearly a century, because to do so would be to undermine the ...
"The Commission has failed to identify a problem in need of a regulatory solution"
Avoid describing currency holdings as only “cash” if they include foreign notes when revealing your ETF portfolios
"Today’s adoption will help ensure that the rules for SPACs are substantially aligned with those of traditional IPOs, enhancing investor protection through three areas: disclosure, ...
The implication of the current rule and market practice is that many non-accredited investors do not have an opportunity to invest in private companies, even ...
SEC staff has observed the disclosure of some ETF portfolio holdings identify foreign currency positions only as “cash.” However, this descriptor is not an appropriate ...
Commission 'takes its cybersecurity obligations seriously,' Gensler claims
Valuation suggestions, a costly whistleblower-related case, a big pending decision and much more
SEC Chairman Gary Gensler has said TCRs are essential to the Commission's "work as a cop on the beat"