Investment Advisers Investment Company Act of 1940 – Section 8 and 11 Securities Act of 1933 – Section 5 and Rule 145 Sun Life Insurance and Annuity Company of New York, et al. RCW Staff - December 20 2002 Share A- A+ 100% Create an account to continue reading Gain instant access to our expert editorial analysis and in-depth insight. Register for free Already have an account? Sign in