January 25, 2021 RCW Weekly Briefing
New SEC rules around use of testimonials, failing to listen to a CCO may have led to a firm's demise, more time for the SEC to prosecute and much more
New SEC rules around use of testimonials, failing to listen to a CCO may have led to a firm's demise, more time for the SEC to prosecute and much more
Copyright PEI Media
Not for publication, email or dissemination