Lack of necessary SARs costs B-D $75K
Paulson filed a SAR in which the narrative stated that in reviewing a request to approve margin trading for a client’s account. However, failed to include all of the information required by FinCEN
Paulson filed a SAR in which the narrative stated that in reviewing a request to approve margin trading for a client’s account. However, failed to include all of the information required by FinCEN
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