Last-minute guidance on DOL exemption
It’s possible the SEC could alert the DOL to violations of its exemption rules. When the DOL shows up, though, it’s usually too late, he notes. They often come bearing a fine for the firm.
It’s possible the SEC could alert the DOL to violations of its exemption rules. When the DOL shows up, though, it’s usually too late, he notes. They often come bearing a fine for the firm.
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