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Home Investment Advisers November 8, 2021 RCW Weekly Briefing

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Investment Advisers

November 8, 2021 RCW Weekly Briefing

Gaining SEC credit for cooperation, more cybersecurity tips, talking ESG metrics and more

November 4 2021

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IAs LATEST NEWS

International reg battle heats up
Heed the coming pension changes
New 990: A mixed year for the IAA

LATEST TOOLBOX

Common Cybersecurity Terminology
Example of a P&P governing political contributions
Registered Investment Companies: Review of Certain Core Focus Areas and Associated Documents Requested

UPCOMING EVENTS

Private Funds CFO New York Forum 2025

February 4-5, 2025
Hilton Midtown, New York

Private Fund Compliance Regulatory Forum 2025

May 21-22, 2025
JW Marriott, 1331 Pennsylvania Avenue NW, Washington, DC

View all events >

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PRIVATE FUNDS NEWS

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