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Home Private Funds PF Latest News PF adviser ignored, then botched, audits, SEC claims
Charles Pratt & Co. didn't bother to audit its biggest fund for nearly a decade, the SEC claims in a new settlement order.
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PF Latest News

PF adviser ignored, then botched, audits, SEC claims

Firm skipped audits, surprise exams for nearly a decade, Commission claims

Bill Myers -
September 14 2022

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VIASEC
SOURCEGurbir Grewal, director, Divison of Enforcement
  • TAGS
  • Enforcement
  • Examinations Enforcement: SEC Actions
  • Examinations Enforcement: Settlement
  • SEC: Regulators
  • Custody
  • Private Funds
  • Private Equity
  • SEC
  • Regulators

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