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No-Action Letter under:Securities Act of 1933 – Section 5 Nationwide Life Insurance Company March 16, 2001 RESPONSE OF THE OFFICE OF INSURANCE PRODUCTS DIVISION OF ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200 Release No. 34-44079 Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270 [Release No. IC-24828A; File No. S7-11-97] RIN 3235-AH11 Investment Company Names; Correction AGENCY:Securities and Exchange Commission.ACTION:Correction to final ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 270 and 275 [Release No. IC-24890; IA-1932; File No. S7-06-01] RIN 3235-AI05 Electronic Recordkeeping by Investment Companies and Investment ...
Final Rule:Integration of Abandoned Offerings SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 230 [RELEASE NO. 33-7943; File No. S7-30-98] RIN 3235-AG83 INTEGRATION OF ABANDONED OFFERINGS ...
No-Action Letter under: Investment Company Act – Sections 2(a)(32), 5(a)(1), 11(a), 18(f)(1), 34(b); Rule 11a-3 Fidelity Advisor Korea Fund, Inc March 7, 2001 RESPONSE OF ...
March 6, 2001 BY FACSIMILE AND U.S. MAIL William G. Farrar, Esquire Sullivan & Cromwell 125 Broad Street New York, New York 10004-2498 Re: The ...
Correction to Final Rule: Role of Independent Directors of Investment Companies SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239, 240, 270 and 274 [Release Nos. ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 239, 240, 270 and 274 [Release Nos. 33-7932; 34-43786; IC-24816; File No. S7-23-99] RIN 3235-AH75 Role of Independent Directors ...
No-Action Letter under: Investment Company Act of 1940 – Sections 2(a)(32), 2(a)(35), 6(c), 11(a), 11(c), 17(a), 17(b), 22(d), 26(a)(2); Rule 22c-1 ING Mutual Funds Management ...
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