This is the J.P. Morgan Investment Management no-action letter from the SEC in 1996 that provided additional guidance for advertising and marketing of model portfolios.

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200[Release No. 34-37159]RIN 3235-AH94 Delegation of Authority to Director of Division of Enforcement.AGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Commission ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 249[Release No. 34-37157 ; File No. S7-16-95]RIN 3235-AG48Relief from Reporting by Small IssuersAGENCY:Securities and Exchange Commission.ACTION:Final rules.SUMMARY:The ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270[Release No. IC-21838, File No. S7-7-96]RIN 3235-AG61Exemption for the Acquisition of Securities During the Existence of an Underwriting SyndicateAGENCY:Securities ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200Release No. 34-36824Delegation of Authority to the Secretary of the CommissionAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Commission is amending ...

The SEC's Division of Investment Management granted Ayco Company "no-action" relief based on its request not to include in its advisory contracts a provision that ...

SECURITIES AND EXCHANGE COMMISSIONRelease No. 34-36548; File No. SR-NASD-95-42DATES: December 1, 1995Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-36530, International Series Release No. 893, File No. S7-26-95RIN 3235-AG65Exemption of the Securities of the United ...