EU watchdog confirms efforts are still underway and that ongoing revision to existing EU directive could provide another route to address misleading fund names.
'I worry that this market is becoming riskier in ways that regulators have not yet fully considered,' Crenshaw says
'There are still a few levers to pull' aside from a hedge clause
Federal, state and local officials, some foreign governments and financial institutions may have access to the Treasury Department’s beneficial ownership database, FinCEN says in newly ...
Firm required departing employees to affirm they hadn't spoken to regulators, SEC claims
Welsh, Carson vows to fight suit: 'We are proud of our investment'
Case comes less than a month after SEC doubles down on accelerated monitoring fees
As Washington pressures industry, advice-of-counsel becomes "fertile ground" for litigation
Bankers, insurance companies, real estate managers walk with private fund advocates to stop 'fundamental changes' to custody system
The Monitoring Agreement did not contain a provision authorizing AIM to accelerate future monitoring fees from the Portfolio Company for the entire contract period if ...