Gatekeepers learning hard lessons
Nearly half of firms weigh sustainability/social policy in portfolios, industry survey finds
Tempting (and fraught) market beckons
Private fund advisers who hope the courts or voters will rescue them from an aggressive SEC are taking a big risk, compliance experts warned in ...
Changes haven't been linear, but the direction has
The SEC charged that Monroe Capital invested assets of private funds it advised in certain transactions that helped finance SPAC business combinations without timely disclosure ...
'Shockingly low' compliance budgets collide with regulatory demands
Federal rules aimed at registering the beneficial owners behind American businesses are more complicated than they appear, and exempt private fund advisers especially ought to ...
Commission rushing to judgment, Republicans warn
One remedy may come from the old formula: Tell it first, tell it fast, tell it all