Private fund managers can read the risk alert as a warning
Since December 2021, regulators have brought books-and-records cases against more than 100 firms, netting more than $2 billion in fines, SEC's Sanjay Wadhwa says
This final rule from Treasury requires U.S. persons to provide notification to Treasury regarding certain transactions involving persons of a country of concern that are ...
'When issues are identified, we fix them and engage with our regulators to resolve any concerns,' firm spokesman says
'The SEC is always very focused wherever there’s fast-growing activity. I think we’re seeing that focus in particular because private credit is a fast growing ...
'There have been a lot of very significant enforcement actions suggesting a strong focus on private funds,' Morgan Lewis partner Christine Ayako Schleppegrell says
A spate of SEC enforcement actions against private fund managers closed out fiscal 2024
These proceedings arise from misleading disclosures that JP Morgan Securities used with brokerage customers investing in its “Conduit” products, which pooled customer money and invested ...
'There are so many issues on top of what you’d normally have in a typical private equity fee-and-expense analysis when you’re dealing with just straight-up ...
'Be very wary,' Dykema's Eric White says