Private equity firm Quadrangle Group LLC agreed to settle its part of a long-running pay-to-play corruption probe involving New York state's $129.4 billion pension fund. ...
Ken Willey may have "lived in a primitive wood cabin in a remote valley on the eastern edge" of a national forest 70 miles east ...
This is a final rule released by the SEC in February 2010 affecting money market funds. It carries various compliance dates (S7–11–09 and S7–20–09).
To keep pace with the growth of hedge and other private funds, the SEC could use the authority to oversee the industry via requirements that ...
This is the SEC's correction of its final rule on proxy disclosure enhancements released in 2010 (S7–13–09).
The SEC's final rule from December 2009 governing proxy disclosures.
A final rule from the SEC, released on Feb. 26, 2010, having to do with Internet availability of proxy materials (S7–22–09).
The final rule revising the Advisers Act to provide guidance to accountants who will conduct surprise exams and internal control reports in connection with the ...
The final rule revising the Advisers Act custody rule, released January 11, 2010 and taking effect March 12, 2010.
This the rule the SEC put out in late December 2009, just before its principal trade exception for broker-dealers was about to expire. The rule ...