The House has a bill to consider - the Hedge Fund Adviser Registration Act of 2009 (H.R. 711) - to go with the one the ...
Many predicted hedge fund registration this year and a bill has been introduced in Congress - the Hedge Fund Transparency Act of 2009 - that ...
If you needed one more sign that the government's likely to mandate registration of hedge funds, consider a new report from the President's Working Group ...
IA Week has learned that FINRA has directed select broker-dealers to send it information to verify the level and scope of investment advisory and hedge ...
Picture this: A fund you're considering investing with uses an accounting firm you've never heard of. You hire a private investigator to stake out the ...
Investments Advisers Act of 1940 Section 206(4) and Rule 206(4)-1(a)(2) The TCW Group, Inc. November 7, 2008 RESPONSE OF THE OFFICE OF ...