Private Funds Archives | Page 235 of 240 | Regulatory Compliance Watch

Custody of Investment Company Assets Outside the United States

Final Rule Releases

June 16 1997

I. SECURITIES AND EXCHANGE COMMISSIONA. 17 CFR Part 270B [Release Nos. IC-23670; IS-1179; File No. S7-23-95]II. RIN 3235-AE98A. Custody of Investment Company Assets Outside the ...

Custody of Investment Company Assets Outside the United States

Final Rule Releases

RCW Staff -

June 16 1997

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270(Release Nos. IC-23201; IS-1136; File No. S7-23-95) RIN 3235-AE98 Custody of Investment Company Assets Outside the United StatesAGENCYSecurities ...

Custody of Investment Company Assets Outside the United States

Final Rule Releases

RCW Staff -

June 12 1997

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270[Release Nos. IC-22658; IS-1080; File No. S7-23-95]RIN 3235-AE98Custody of Investment Company Assets Outside the United StatesAGENCY:Securities and Exchange Commission.ACTION: ...

Privately Offered Investment Companies

Final Rule Releases

RCW Staff -

June 9 1997

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270Release No. IC-22597, International Series Release No. 1071, File No. S7-30-96RIN 3235-AH09Privately Offered Investment CompaniesAGENCY:Securities and Exchange Commission.ACTION: Final ...

Expansion of Short-Form Registration to Include Companies with Non-voting Common Equity.

Final Rule Releases

RCW Staff -

June 7 1997

Custody of Investment Company Assets Outside the United States; Extension of Compliance Date

Final Rule Releases

RCW Staff -

May 16 1997

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270(Release Nos. IC-23814, IS-1193; File No. S7-23-95)RIN 3235-AE98Custody of Investment Company Assets Outside the United States; Extension of Compliance ...