Fund manager didn't properly distribute audits, regulators claim
'The time is now to start getting ready,' MorganFranklin's Howard Gutman says
Exempt private equity, venture capital managers face biggest lift
A federal judge in Texas has struck down the Federal Trade Commission’s efforts to ban noncompete clauses. In a 27-page ruling issued Aug. 20, U.S. ...
Republican Commissioner sees 'tension' in rule's 'dubious assertion'
'Ultimately, we’re entering another 18 months where we find the devils in the details,' Dechert partner Lindsay Trapp says
Chief compliance officer pay at private companies slumped slightly last year, and a gender gap persists, a new study by an executive search firm finds. ...
'Attempting to regulate any one specific technology over another could unintentionally stifle innovation,' Han warns Treasury Department
'CrowdStrike is a warning that it’s time to think about it,' Dorsey & Whitney's David Tang says. 'What is the backup plan for your mission-critical ...
'It’s something that the industry can work together on collaboratively. Let’s get together and prove that,' Prunier says