'There’s a false assumption that the opacity of the market indicates risk,' AIC's Goshorn Jurata tells packed Private Funds CFO forum
'It is still very much an open question about whether the marketing rule has helped investors as much as it has made the lives of ...
With SEC rules scotched, LPs look to smooth friction with GPs
“This information may be used [by the SEC and FSOC] to analyze funds’ liquidity and susceptibility to the risk of runs, which may give rise ...
A federal appeals court has unanimously vacated the SEC’s new private fund rules
This is the decision, 3-0, vacating the SEC's new private fund rules
'That is the result that we ultimately want to see: it’s compliance,' Andrew Dean tells Private Funds CFO's compliance forum
'It can be a driver of potential fees,' Dan Faigus tells packed room at Private Funds CFO's compliance event
The adviser failed to both adopt and implement P&Ps regarding investor communications that could have prevented the violations
An internal review found that some investors received material holdings and exposures information about the fund without compliance’s review and approval