That wind you hear may be the collective sigh of relief from advisers concerned this year's rush of registration for new advisers would force special ...
As Congress looks unlikely to act on a bill to eliminate Reg D's prohibition on advertising a private fund offering, the Managed Funds Association has ...
Dodd-Frank ordered that the value of a person's primary residence not be considered when determining if a person's net worth tops the $1 million threshold ...
The SEC advertised it would use analyses of performance data to spot outliers and bring enforcement actions for improper behavior (IA Watch, March 28, 2011) ...
Citing what it called "wholly inadequate" oversight of a faraway subadviser, the SEC last week fined and ordered repayment of advisory fees by Morgan Stanley ...
You should be able to take the new Form ADV, Part 1 for a test drive beginning today - if you want to see how ...
The final Form PF rule that garnered an unanimous vote by the Commission last week will contain numerous changes from the original proposal (IA Watch, ...
The latest regulatory requirement for buyout shops appears not to be as onerous as the industry had feared, lawyers who work with private equity firms ...
This past summer the IRS decided to halt issuing private letter rulings for investment companies that invest considerably in commodities. The companies seek the letters ...
This week the Commission "will consider whether to adopt" its proposed Form PF rule that would require hedge and other private fund advisers to report ...