Last year NASAA put forth a model rule for states to exempt from investment adviser registration certain private fund advisers. This month Massachusetts became the ...
Last month's SECno-action letter creating the concept of a "relying adviser" - and bringing comfort to many firms who learned they won't have to file ...
It doesn't appear that the SEC's sweep letter has gone to many private equity fund advisers but the consensus around the 4-page document is that ...
In less than a month, all private equity firms with $150 million or more in assets under management will be required by law to be ...
From time to time, we've kept you updated as Europe moves toward new regulations on private funds (IA Watch, Sept. 19, 2011). The latest development ...
A bipartisan group of 27 members of the House of Representatives sent a letter to the Securities and Exchange Commission on Jan. 30, asking it ...
Private equity firms are feeling the heat.
That wind you hear may be the collective sigh of relief from advisers concerned this year's rush of registration for new advisers would force special ...
As Congress looks unlikely to act on a bill to eliminate Reg D's prohibition on advertising a private fund offering, the Managed Funds Association has ...
Dodd-Frank ordered that the value of a person's primary residence not be considered when determining if a person's net worth tops the $1 million threshold ...