The Securities and Exchange Commission has agreed to extend the deadline by which buyout firms with $150 million or more in assets need to register ...
• Agency passes registration requirement • Extends deadline for compliance • House Financial Committee votes to repeal requirement The Securities and Exchange Commission voted Wednesday ...
This week, at a June 22 open meeting, the SEC is expected to announce the deadline for registration of larger private equity fund advisers. Those ...
Most private equity firms and their principals have probably heard of the Foreign Corrupt Practices Act or FCPA at some point, but just assumed that ...
Buyout firms hardly buy into the argument that they could help trip another financial crisis. No matter. They now find themselves battling proposed rules limiting ...
All this talk that the SEC will delay the deadline for private fund advisers to register with the Commission (IA Watch, May 23, 2011) leads ...
IA Watch has obtained an April 27 letter signed by SEC Chairman Mary Schapiro that indicates the Commission is likely to finalize by July 21 ...
A new front is opening in the fight to reform financial reform, as managers of collateralized loan obligations protest proposed regulations on risk retention. CLO ...
A little known provision within the Dodd-Frank reforms is causing advisers to pooled investment vehicles to question whether they'll be able to freely engage in ...
With all you have on your plate, you could be excused for missing a new FINRA rule that doesn't affect advisory firms directly. It's FINRA ...