'The failure to take an otherwise routine step makes sense only in the larger context of the Commission’s newfound hostility to SPAC capital formation.'
One takeaway: Even if you’re at a private equity fund adviser, be sure your custodian sends quarterly statements to investors—even if the investors have no ...
'Right now, there is a lot of ambiguity'
Sentence will deter others, judge hopes
'Final rule should be a minimum standard and not a maximum compliance threshold,' group says.
Peltz used Bloomberg reporter to help sweeten his stock positions
'We prefer not to hear a "check-the-box" presentation,' Polite says
Disclosure arbitrage made industry belle of Wall Street's ball
Commission "conflates" investor protection with risk mitigation, association says.
'Every innovation... carries risk...'