“You need to be clear as to what expenses are being charged to the fund”
Certain types of deal may not require a fairness opinion, a case likely to be made to the regulator during the ongoing consultation period.
The SEC claims the more “robust data” that PE advisers would have to file “could lead to more resilient financial markets and instill stronger investor ...
A Connecticut accountant and her firm let a private fund adviser juice his funds’ valuations in what one judge later called “a shocking fraud,” the ...
Proposal uses present tense, not future tense, and industry is worried
Connecticut State Treasurer Shawn Wooden says European regulatory constraints around diversity data present a challenge when it comes to deploying capital in the region.
Firms would have to hire PCAOB-registered (and inspected) accountants
Insiders see criminal, civil crackdown on penny stock promoters looming
Firm stands by fee structure that's now in Gensler's crosshairs
Regulators too focused on 'behavioral,' not 'structural' evidence, Zhang says