A rogue SEC examiner may yet come back to haunt the government’s efforts to prosecute the private equity firm where he used to work. Michael ...
The subscription credit line market is taking stock after Silicon Valley Bank disclosed it was the victim of an alleged fraud perpetrated by one of ...
NRIA has walked the ethical edge for decades. Now, the FBI and U.S. Attorney's office claim, one of its executives has gone over. Nick Salzano ...
After a few weeks of a new administration and US Congress, in which a major antitrust reform bill was introduced, Bob Ackerman of AllegisCyber and ...
Private funds hoping to court pension plan managers can use indirect measures as a proxy for daily valuations, a new white paper from Washington trade ...
A New York hedge fund adviser has suspended its founder and will liquidate its biggest fund after the SEC accused the man of “adjusting” swaps ...
A Manhattan private fund adviser accused of swindling dozens of his clients—including his company’s COO—is negotiating a plea agreement with prosecutors, court records show. Eric ...
A California Democrat is promising legislation by the end of the year that he says will target order flow arbitrage in the markets. Rep. Brad ...
The court-appointed monitor in the ongoing SEC case against GPB Capital is turning to a veteran Washington, D.C. fixer to help clean things up, RCW ...
Crowdfunder RealCrowd.com is hoping to distance itself from the now-indicted private equity adviser it carried on its platform.