Compliance officers often complain that they don’t have enough authority in their funds. Too far removed from decisions, too siloed from the bigger company, you’ve ...
Banks would be allowed to invest in several different kinds of private funds under a massive new set of reforms being considered by Washington regulators. ...
SEC Chairman Jay Clayton has told advocates that he is open to shortening the seven-day delay written into a proposed proxy advisor rule (RCW, Nov. ...
Private funds should pitch in their “fair share” to fix social imbalance and climate change, the chief executive of one of the world’s largest private ...
The SEC’s pursuit of a personal injury lawyer accused of bilking stricken former football players out of their lives’ savings has dragged a private Houston ...
A convicted hedge fund swindler took “rebranding” to new extremes by inventing a whole new identity in order to con investors in a crypto-currency, federal ...
European anti-money laundering and know-your-client regulation is coming to the U.S., Neuberger Berman Chief Operating Officer Brien Smith said in remarks at the CFOs & ...
The private equity industry’s 2-and-20 fee structure cannot survive the next 10 years, and the tax treatment of capital gains on carried interest will be ...
Partners Group is being accused of breaching a non-disclosure agreement with freight-rail operating company MidRail. New York-based MidRail claimed in a lawsuit filed in the Supreme Court ...
A former healthcare analyst at a private fund has agreed to a three-year bar and will pay nearly $135,000 to settle claims that he helped ...