Questions about how firms value portfolio companies continue to crop up in Securities and Exchange Commission examinations of private equity firms, multiple sources told Buyouts. Firms ...
The nation’s largest public pension fund has been engaged in a bitter dispute with Thomas H. Lee Partners over accelerated monitoring fees, reports our sister ...
Silver Lake adopted a policy governing its use of accelerated monitoring fees that appears to be a first of its kind in the industry. The policy, established ...
The long-simmering question of whether buyout shops have to register as broker-dealers erupted this month in the form of a Securities and Exchange Commission enforcement action ...
Engaging in a continuous pattern of fraudulent “scheme trades” to circumvent the provisions of an incentive fee structure has landed a hedge fund manager and ...
Looks like it might be time to close the book on PageOne Financial and its sole owner and principal Edgar Page. The firm and Page ...
A Maryland-based private equity adviser and its principal owner will pay more than $3.1 million to settle SEC charges they performed brokerage services and charged ...
The Securities and Exchange Commission's focus on private equity has centered on disclosure — whether GPs are telling their investors in limited-partner agreements that they will ...
Los Angeles County Employees Association has “no process for validating private equity fees,” according to an April audit the pension system released. Lacera, which valued ...
It never hurts to hear from your regulator where your peers have fallen short. SEC Enforcement Director Andrew Ceresney pointed to “certain problematic conduct ...