Three years ago, Mark Grimaldi, the CCO who runs Navigator Money Management ($115M in AUM) in Wappingers Falls, N.Y., co-founded the newsletter The Money Navigator ...
If you hire advisers at a hedge fund, private equity, venture capital, real estate or funds of funds to manage a portion of your clients' ...
Five years after the financial crisis, regulators continue to struggle in determining whether asset managers deserve special attention for potentially posing a systemic risk. U.S. ...
Simplicity and growth are two reasons more advisers that manage exempted 3(c)(1) pooled funds are looking to fold them into the larger 3(c)(7) fund structure. ...
With 2014 now here, it is a good time to take a look at seven legislative and regulatory issues that could impact the private equity ...
While it's a confirmed best practice for compliance to review all firm advertising, the act doesn't guarantee a firm or an individual will escape liability ...
Although a bipartisan vote in the House last week passed a bill that would exempt private equity fund advisers from SEC registration, the measure's prospects ...
The marketing materials for a private equity fund adviser describe the latest entity to drop into its portfolio as a "leading company." Must you keep ...
For years, OCIE has talked of its use of risk analysis to select advisory firms to examine but perhaps no brighter light has been shined ...
Your views will be confirmed in the new study of The Cost of Compliance, which finds, as expected, that more regulations gin up the costs ...