Appellate judges have returned a case to District Court that could carry broad ramifications for the way private equity fund advisers do business. Much remains ...
Next year, the SEC must consider changing its definition of an "accredited investor." When it does, it should consider an investor's use of an investment ...
Buyout shops are mixed on whether they will launch advertising campaigns to reach prospective accredited investors now that the SEC has voted to lift a ...
Here are the current criteria for an accredited investor under SEC Reg D rules for the sale of unregistered securities: Natural persons: Individuals who qualify ...
More than 15 months after Congress directed the SEC to pass a rule permitting private offerings to be advertised, the Commission last week acted in ...
Buyout shops are planning to raise their profiles with accredited investors now that the Securities and Exchange Commission voted to lift a decades-old ban against ...
U.S. regulators were poised on Wednesday to lift a longtime ban on advertising for private securities offerings, paving the way for hedge funds, private equity ...
U.S.-based investment advisers that manage private funds and hope to market into the EU may wish to exchange an offering memorandum with a potential investor ...
We've reported before that you can swear off an annual audit in favor of a surprise exam to satisfy the SEC's custody rule (IA Watch, ...
It's been a long road to the Alternative Investment Fund Managers Directive in the E.U. but a big brick has been laid with news that ...