We told you about the recent SEC FAQ indicating a private equity fund adviser that potentially could sell short or borrow large amounts would transform ...
As early as next week, the Golden State is expected to formally adopt a final rule that would permit certain private fund advisers to escape ...
One of the biggest questions emanating from the CFTC's elimination of a key exemption under its CPO and CTA rules relates to whether fund of ...
One of the welcomed clarifications found within the SEC's 16 new FAQs for Form PF lists examples of a fund's borrowings (Question 12). These include ...
Congress gave the SEC until last week to eliminate the prohibition against general solicitation and general advertising in securities offerings under rule 506 of Reg ...
You should take a look at seven frequently asked questions on Form PF before you complete the confidential document that will inform the government of ...
Even if you don't consider your firm an alternative investment house, it could be engaging in some hedging strategies around the edges or holding on ...
It's taken three years but the CFA Institute May 18th approved its guidance statement for alternative investment strategies and structures. Firms that claim GIPS compliance ...
Don't risk adding a new party to a contract or a new investment that requires a qualified investor without updating your subscription documents. The SEC's ...
OCIE officials have made no secret that they're going to set their sights on many of the newly registered private fund advisers (IA Watch, March ...