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Many believe it's only a matter of time before the SEC finalizes its general solicitation proposal, opening up private fund offerings to advertising (IA Watch, ...
All signs point to a relaxation of the ban on general solicitation of private fund offerings as long as sales go to accredited investors. But ...
Attorneys and fund marketers predict that buyout shops, particularly those that market to wealthy investors, will take advantage of a proposed rule allowing them to ...
In speeches and a sweep letter, the SEC demonstrates it is moving determinedly toward eyeing private equity fund advisers for signs that clients are being ...
The SEC's first new FAQ for Form ADV in months directs advisers that seek to protect the anonymity of a private fund by using a ...
Dozens of comments have flooded into the SEC in the days following the release of its proposed rule that would permit general solicitation of private ...
You have until October 5th to comment on a new proposed rule from the SEC that would implement Congress's intent in passing the JOBS Act ...
We told you about the recent SEC FAQ indicating a private equity fund adviser that potentially could sell short or borrow large amounts would transform ...
As early as next week, the Golden State is expected to formally adopt a final rule that would permit certain private fund advisers to escape ...
One of the biggest questions emanating from the CFTC's elimination of a key exemption under its CPO and CTA rules relates to whether fund of ...
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