PF Rules & Regulatory Actions

SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 232, 239, 240, 249, and 269 [Release Nos. 33-8099, 34-45922, International Series Release No. 1259; File No. ...
Securities and Exchange Commission 17 CFR PARTS 228, 229, 232, 240, 249, 270 and 274 [RELEASE NOS. 33-8124, 34-46427, IC-25722; File No. S7-21-02] RIN 3235-AI54 ...
Final Rule:Admendment to Definition of "Equity Security" SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 and 240 [Release Nos. 33-8091; 34-45769; File No. S7-11-02] RIN: ...
Registration Form for Insurance Company Separate Accounts Registered as Unit Investment Trusts that Offer Variable Life Insurance Policies SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 270 [Release No. IC-25560; File No. S7-20-00] RIN 3235-AH57 Exemption for the Acquisition of Securities During the Existence ...
Final Rule:Approved Information Collections SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 200 RELEASE NOS. 33-8071; 34-45601 35-27505; 39-2396; IC-25471; and IA-2021 Approved Information Collections AGENCY: ...
Temporary Final Rule and Final Rule:Requirements for Arthur Andersen LLP Auditing Clients SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 210, 228, 229, 230, 240, 249 ...
Final Rule: Options Disclosure Document SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 230 [RELEASE NO. 33-8049; File No. S7-19-98] RIN 3235-AH31 OPTIONS DISCLOSURE DOCUMENT Agency: ...
Final Rule: Disclosure of Equity Compensation Plan Information SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 228, 229, 240 and 249 [Release Nos. 33-8048, 34-45189; File ...
Final Rule: Adoption of Updated EDGAR Filer Manual SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-7999; 34-44660; 35-27430; 39-2391; IC-25102] RIN 3235-AG96 ...
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