This is a final rule released by the SEC in 2009, entitled Interactive Data for Mutual Fund Risk/Return Summary. This affects open-end management mutual funds ...
This is a final rule released by the SEC in 2009, entitled Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies. ...
Investments Advisers Act of 1940 Section 206(4) and Rule 206(4)-1(a)(2) The TCW Group, Inc. November 7, 2008 RESPONSE OF THE OFFICE OF ...