RCW exclusive: DOE’s T+1 exam sweep
Given that the SEC ushered in a quicker trade settlement rule in May, you would expect the DOE to conduct a sweep exam to assess how the T+1 settlement change is going—and you’d be right. We even predicted it
Given that the SEC ushered in a quicker trade settlement rule in May, you would expect the DOE to conduct a sweep exam to assess how the T+1 settlement change is going—and you’d be right. We even predicted it
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