Broker-Dealers Rule 3a12-3 — Exemption from sections 14(a), 14(b), 14(c), 14(f) and 16 for securities of certain foreign issuers RCW Staff - January 1 2015 Share A- A+ 100% Create an account to continue reading Gain instant access to our expert editorial analysis and in-depth insight. Register for free Already have an account? Sign in