Investment Advisers

Securities Act of 1933 – Section 5 and Rule 145 Investment Company Act of 1940 – Section 8 and 11 First Great-West Life & Annuity Insurance Company & Canada Life Insurance Company of New York

December 22 2005

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Registered Investment Companies: Review of Certain Core Focus Areas and Associated Documents Requested
Example of FinCEN ID Form
Sample FinCEN Beneficial Ownership Report

October 8-9, 2024
Marriott San Jose, CA

November 19-20, 2024
Convene, 360 Madison Avenue, New York

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