Act

The Investment Advisers Act of 1940Section 214 -- Jurisdiction of Offenses and SuitsThe district courts of the United States and the United States courts of ...

The Investment Advisers Act of 1940 Section 211 -- Rules, Regulations, and Orders

The Investment Advisers Act of 1940Section 210A -- ConsultationExamination results and other information.The appropriate Federal banking agency shall provide the Commission upon request the results ...

(a) Jurisdiction of state regulators.—Nothing in this title shall affect the jurisdiction of the securities commissioner (or any agency or officer performing like functions) of ...

The Investment Advisers Act of 1940Section 210 -- Disclosure of Information by Commission Information available to public. The information contained in any registration application or ...

No investment adviser that is regulated or required to be regulated as an investment adviser in the State in which it maintains its principal office ...

The Investment Advisers Act of 1940Section 213 -- Court Review of OrdersPetition; jurisdiction; findings of Commission; additional evidence; finality. Any person or party aggrieved by ...

The Investment Advisers Act of 1940Section 205 -- Investment Advisory ContractsCompensation, assignment, and partnership-membership provisions. No investment adviser, unless exempt from registration pursuant to Section ...

The Investment Advisers Act of 1940Section 209 -- Enforcement of Title Investigation. Whenever it shall appear to the Commission, either upon complaint or otherwise, that ...

The Investment Advisers Act of 1940Section 202 -- DefinitionsWhen used in this title, unless the context otherwise requires, the following definitions shall apply:"Assignment" includes any ...