Act

Securities Exchange Act of 1934Section 3A -- Swap Agreements Non-security-based swap agreementsThe definition of "security" in Section 3(a)(10) does not include any non-security-based swap agreement ...

Securities Exchange Act of 1934Section 10 -- Manipulative and Deceptive Devices It shall be unlawful for any person, directly or indirectly, by the use of ...

Securities Exchange Act of 1934Section 24 -- Public Availability of Information "Records" definedFor purposes of section 552 of Title 5, the term "records" includes all ...

Securities Exchange Act of 1934Section 4A -- Delegation of Functions by Commission Authorization; functions delegable; eligible persons; application of other lawsIn addition to its existing ...

Securities Exchange Act of 1934Section 20A -- Liability to Contemporaneous Traders for Insider TradingPrivate rights of action based on contemporaneous tradingAny person who violates any ...

Securities Exchange Act of 1934Section 17B -- Automated Quotation Systems for Penny Stocks FindingsThe Congress finds that--the market for penny stocks suffers from a lack ...

Securities Exchange Act of 1934Section 2 -- Necessity for Regulation For the reasons hereinafter enumerated, transactions in securities as commonly conducted upon securities exchanges and ...

Securities Exchange Act of 1934Section 20 -- Liabilities of Controlling Persons and Persons Who Aid and Abet ViolationsJoint and several liability; good faith defenseEvery person ...

Securities Exchange Act of 1934Section 29 -- Validity of Contracts Waiver provisionsAny condition, stipulation, or provision binding any person to waive compliance with any provision ...

Securities Exchange Act of 1934Section 32 -- Penalties Willful violations; false and misleading statementsAny person who willfully violates any provision of this title (other than ...