Act

Securities Exchange Act of 1934Section 15D -- Securities Analysts And Research Reports Analyst protectionsThe Commission, or upon the authorization and direction of the Commission, a ...

Securities Exchange Act of 1934Section 21B -- Civil Remedies In Administrative ProceedingsCommission authority to assess money penaltiesIn any proceeding instituted pursuant to Sections 15(b)(4), 15(b)(6), ...

Securities Exchange Act of 1934Section 4 -- Securities and Exchange Commission Establishment; composition; limitations on commissioners; terms of officeThere is hereby established a Securities and ...

Securities Exchange Act of 1934Section 21A -- Civil Penalties for Insider Trading Authority to impose civil penaltiesJudicial actions by Commission authorizedWhenever it shall appear to ...

Securities Exchange Act of 1934Section 16 -- Directors, Officers, and Principal StockholdersDisclosures requiredDirectors, officers, and principal stockholders required to fileEvery person who is directly or ...

Securities Exchange Act of 1934Section 21E -- Application of Safe Harbor for Forward-Looking Statements ApplicabilityThis section shall apply only to a forward-looking statement made by--an ...

Securities Exchange Act of 1934Section 25 -- Court Review of Orders and RulesFinal Commission orders; persons aggrieved; petition; record; findings; affirmance, modification, enforcement, or setting ...

Securities Exchange Act of 1934Section 23 -- Rules, Regulations, and Orders; Annual Reports Power to make rules and regulations; considerations; public disclosureThe Commission, the Board ...

Securities Exchange Act of 1934Section 21C -- Cease-and-Desist Proceedings Authority of CommissionIf the Commission finds, after notice and opportunity for hearing, that any person is ...

Securities Exchange Act of 1934Section 31 -- Transaction Fees Recovery of cost of servicesThe Commission shall, in accordance with this section, collect transaction fees and ...