Act

Securities Exchange Act of 1934Section 11 -- Trading by Members of Exchanges, Brokers, and Dealers Trading for own account or account of associated person; exceptionsIt ...

Securities Exchange Act of 1934Section 9 -- Manipulation of Security Prices Transactions relating to purchase or sale of securityIt shall be unlawful for any person, ...

Securities Exchange Act of 1934Section 30A -- Prohibited Foreign Trade Practices by Issuers ProhibitionIt shall be unlawful for any issuer which has a class of ...

Securities Exchange Act of 1934Section 28 -- Effect on Existing LawAddition of rights and remedies; recovery of actual damages; State securities commissionsExcept as provided in ...

Securities Exchange Act of 1934Section 7 -- Margin Requirements Rules and regulations for extension of credit; standard for initial extension; undermargined accountsFor the purpose of ...

Securities Exchange Act of 1934Section l0A -- Audit Requirements In generalEach audit required pursuant to this title of the financial statements of an issuer by ...

Securities Exchange Act of 1934Section 11A -- National Market System for Securities; Securities Information ProcessorsCongressional findings; facilitating establishment of national market system for securities; designation ...

Securities Exchange Act of 1934Section 15B -- Municipal Securities Registration of municipal securities dealersIt shall be unlawful for any municipal securities dealer (other than one ...

Securities Exchange Act of 1934Section 21 -- Investigations and Actions Authority and discretion of Commission to investigate violationsThe Commission may, in its discretion, make such ...

Securities Exchange Act of 1934Section 21D -- Private Securities LitigationPrivate class actionsIn generalThe provisions of this subsection shall apply in each private action arising under ...