Act

The Investment Company Act of 1940 Section 40-- Procedure for Issuance of Orders Notice and hearing. Orders of the Commission under this title shall be ...

The Investment Company Act of 1940 Section 34 -- Destruction and Falsification of Reports and Records Willful destruction. It shall be unlawful for any person, ...

The Investment Company Act of 1940 Section 33 -- Filing of Documents with Commission in Civil Actions Every registered investment company which is a party ...

The Investment Company Act of 1940 Section 45 -- Disclosure of Information Filed with Commission; Copies The information contained in any registration statement, application, report, ...

The Investment Company Act of 1940 Section 47 -- Validity of Contracts Waiver of compliance as void. Any condition, stipulation, or provision binding any person ...

Management companies are further divided into diversified companies and non-diversified companies, defined as follows

The Investment Company Act of 1940 Section 38 -- Rules, Regulations, and Orders Powers of Commission. The Commission shall have authority from time to time ...

The Investment Company Act of 1940 Section 54 -- Election to Be Regulated as Business Development Company Eligibility. Any company defined in Section 2(a)(48)(A) and ...

The Investment Company Act of 1940 Section 13 -- Changes in Investment Policy No registered investment company shall, unless authorized by the vote of a ...

The Investment Company Act of 1940 Section 44 -- Jurisdiction of Offenses and Suits The district courts of the United States and the United States ...