Act

(a) Findings. Upon the basis of facts disclosed by the record and reports of the Securities and Exchange Commission made pursuant to section 30 of ...

The Investment Company Act of 1940 Section 32 -- Accountants and Auditors Selection of accountant. It shall be unlawful for any registered management company or ...

The Investment Company Act of 1940 Section 31 -- Accounts and Records Maintenance of records. In general. Each registered investment company, and each underwriter, broker, ...

The Investment Company Act of 1940 Section 7 -- Transactions by Unregistered Investment Companies Prohibition of transactions in interstate commerce by companies. No investment company ...

The investment adviser of a registered investment company shall be deemed to have a fiduciary duty with respect to the receipt of compensation for services

The Investment Company Act of 1940 Section 55 -- Acquisition of Assets by Business Development Companies Permissible assets; percentage. It shall be unlawful for a ...

The Investment Company Act of 1940 Section 61 -- Capital Structure Exceptions for business development company. Notwithstanding the exemption set forth in Section 6(f) [15 ...

The Investment Company Act of 1940 Section 16 -- Board of Directors Election of directors. No person shall serve as a director of a registered ...

The Investment Company Act of 1940Section 8 -- Registration of Investment Companies Notification of registration; effective date of registration. Any investment company organized or otherwise ...

The Investment Company Act of 1940Section 10 -- Affiliations or Interest of Directors, Officers, and Employees Interested persons of company who may serve on board ...