Home Act
Act
The Investment Company Act of 1940 Section 42 -- Enforcement of Title Investigation. The Commission may make such investigations as it deems necessary to determine ...
The Investment Company Act of 1940 Section 30-- Reports and Financial Statements of Investment Companies and Affiliated Persons Annual report by company. Every registered investment ...
The Investment Company Act of 1940 Section 22 -- Distribution, Redemption, and Repurchase of Securities; Regulations by Securities Associations Rules relating to minimum and maximum ...
The Investment Company Act of 1940 Section 24 -- Registration of Securities Under Securities Act of 1933 Registration statement; contents. In registering under the Securities ...
The Investment Company Act of 1940 Section 26 -- Unit Investment Trusts Custody and sale of securities. No principal underwriter for or depositor of a ...
The Investment Company Act of 1940Section 15 -- Contracts of Advisers and Underwriters Written contract to serve or act as investment adviser; contents. It shall ...
The Investment Company Act of 1940 Section 27 -- Periodic Payment Plans Sale of certificates; restrictions. It shall be unlawful for any registered investment company ...
The Investment Company Act of 1940 Section 6 -- Exemptions Exemption of specified investment companies. The following investment companies are exempt from the provisions of ...
The Investment Company Act of 1940 Section 17 -- Transactions of Certain Affiliated Persons and Underwriters Prohibited transactions. It shall be unlawful for any affiliated ...
This Investment Company Act section gives mutual funds the right to create different classes