Act

Securities Act of 1933Section 28 -- General Exemptive Authority The Commission, by rule or regulation, may conditionally or unconditionally exempt any person, security, or transaction, ...

Securities Act of 1933 Section 24 -- Penalties Any person who willfully violates any of the provisions of this title, or the rules and regulations ...

Securities Act of 1933 Section 23 -- Unlawful Representations Neither the fact that the registration statement for a security has been filed or is in ...

Securities Act of 1933 Section 15 -- Liability of Controlling Persons Every person who, by or through stock ownership, agency, or otherwise, or who, pursuant ...

Securities Act of 1933 Section 13 -- Limitation of Actions No action shall be maintained to enforce any liability created under Section 11 or Section ...

Securities Act of 1933 Section 2A -- Swap Agreements Non-security-based swap agreementsThe definition of "security" in Section 2(a)(1) does not include any non-security-based swap agreement ...

Securities Act of 1933 Section 17 -- Fraudulent Interstate Transactions Use of interstate commerce for purpose of fraud or deceit It shall be unlawful for ...

Securities Act of 1933 Section 5 -- Prohibitions Relating to Interstate Commerce and the Mails Sale or delivery after sale of unregistered securitiesUnless a registration ...

Securities Act of 1933 Section 12 -- Civil Liabilities Arising in Connection with Prospectuses and Communications In general Any person who-- offers or sells a ...

Securities Act of 1933 Section 22 -- Jurisdiction of Offenses and Suits Federal and State courts; venue; service of process; review; removal; costs The district ...